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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-17
MI RA APPROVED 2016-06-07
  • TX RA
    APPROVED_RES
    Since 2022-03-17
  • MI RA
    APPROVED
    Since 2016-06-07

Branch Locations

333 Bridge St Nw Ste 205, Grand Rapids, MI 49504 • United States

West Olive, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Rapids MI 06/2016 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Previous Registrations
  • 2010-10-21 → 2016-06-09
    J.J.B. Hilliard, W.L. Lyons, Llc
    Holland, MI
    Cincinnati, OH
Other Businesses

Business Ownership; Skilligallee farms; owner/soybean planting and harvesting; Farming operation; 10020 Blue View Ln, , Central Lake, MI, 49622; Not Investment-Related; 07/05/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-13
S63 Uniform Securities Agent State Law Examination 1993-08-25
  • S65 Uniform Investment Adviser Law Examination
    2010-10-13
  • S63 Uniform Securities Agent State Law Examination
    1993-08-25

View on SEC IAPD

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