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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-11-27
TX RA APPROVED 2019-11-27
  • CT RA
    APPROVED
    Since 2019-11-27
  • TX RA
    APPROVED
    Since 2019-11-27

Branch Locations

21C Arts Center Court, Avon, CT 06001 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

548 Hopmeadow St, Simsbury, CT 06070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Capital Group, Llc West Hartford CT 03/2003 Present
Private Advisor Group, Llc Morristown NJ 10/2019 Present
Previous Registrations
  • 2003-06-20 → 2019-11-29
    Wealthspire Advisors
    West Hartford, CT
  • 1999-09-01 → 2003-06-17
    Osaic Fa, Inc.
    Windsor, CT
Other Businesses

1.Mr. Rabbitt uses WP Financial as the name of the business under which he provides investment advice through Private Advisor Group, LLC. 2.Mr. Rabbitt holds licenses to sell insurance and sells insurance products as an independent insurance agent. This insurance business is separate and apart from Private Advisor Group, and does not include investment advisory services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-23
S63 Uniform Securities Agent State Law Examination 1993-07-28
  • S65 Uniform Investment Adviser Law Examination
    1997-06-23
  • S63 Uniform Securities Agent State Law Examination
    1993-07-28
Designations
Other Names
  • Bill Rabbitt

View on SEC IAPD

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