Aaron Pike Rugh

Current Employers

Employment History

• 12/2006 → 10/2023
  Next Financial Group, Inc.
  Falmouth, ME
• 12/2006 → Present
  Rm Financial Services, Llc
  Falmouth, ME
• 12/2006 → 10/2023
  Next Financial Group, Inc.
  Falmouth, ME
• 10/2023 → Present
  Pks Investments
  Albany, NY

Previous Registrations

• 2006-12-19 → 2023-10-26
  Next Financial Group, Inc.
  Houston, TX
  Chebeague Island, ME
  Falmouth, ME

Other Businesses

1) RENTAL PROPERTY POSITION: owner NATURE: Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 4 Lunt Road, Falmouth ME 04105 DESCRIPTION: receive rents. maintain property 2) Fixed Insurance. Investment Related. At Registered Location. Agent. Fixed/Traditional Insurance. 10/18/2023. 5 hrs/month all during trading hours. Provide insurance advice based on the needs of clients. 3) PKSF. Investment Related. At Registered Location. Agent. Fixed/Traditional Insurance. 10/18/2023. 5 hrs/month all during trading hours. Provide insurance advice based on the needs of clients. 4) RM Financial Services, LLC. Investment Related. At Registered Location. RIA. IAR/Financial Advisor. 12/2006. 150 hrs/month all during trading hours. Portfolio Manager/Financial Planner/CEO. 5) DOWN EAST YACHT CLUB POSITION: Board Member NATURE: Charity/Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/1/2021 ADDRESS: PO Box 2684, Augusta ME 04338, United States DESCRIPTION: Board Member

Exams

• S66 Uniform Combined State Law Examination
  2006-11-18
• S63 Uniform Securities Agent State Law Examination
  1993-10-22