Joseph William Kraft

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-11-08
FL	RA	APPROVED	2017-08-30
OH	RA	APPROVED	2010-01-19

TX RA
APPROVED_RES

Since 2018-11-08
FL RA
APPROVED

Since 2017-08-30
OH RA
APPROVED

Since 2010-01-19

Branch Locations

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird & Co.	Cleveland	OH	01/2010	Present

01/2010 → Present

Robert W Baird & Co.

Cleveland, OH

Previous Registrations

2009-06-01 → 2010-01-20

Morgan Stanley

Westlake, OH
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Westlake, OH
2001-08-08 → 2007-04-02

Morgan Stanley Dw Inc.

Westlake, OH

Westlake, OH

Other Businesses

NAME & ADDRESS: Westlake City Schools Board of Education 27200 Hilliard Blvd. Westlake, OH 44145 NATURE OF ENTITY: Board of Education RESPONSIBILITIES IN ROLE: To further the school district within parameters dictated by taxpayers. HOURS DEVOTED: 5 hours per week

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-08-05
S63	Uniform Securities Agent State Law Examination	1993-08-02

S65 Uniform Investment Adviser Law Examination

1993-08-05
S63 Uniform Securities Agent State Law Examination

1993-08-02

Other Names

Joe Kraft

View on SEC IAPD