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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-10-23 |
| TX | RA | APPROVED | 2020-10-23 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
Richmond, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Houston | TX | 05/2010 | 08/2018 |
| Mml Investors Services Inc | Houston | TX | 05/2010 | 08/2018 |
| Horace Mann Companies | Springfield | IL | 08/2018 | 08/2020 |
| Horace Mann Investors, Inc. | Springfield | IL | 08/2018 | 08/2020 |
| Guardian Life Insurance Co Of America | New York | NY | 10/2020 | 06/2024 |
| Park Avenue Securities, Llc | New York | NY | 10/2020 | 06/2024 |
| Guardian Life Insurance Company | Richmond | TX | 06/2024 | Present |
| Park Avenue Securities | Richmond | TX | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-24 |
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