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Uri T Holmes

Wells Fargo Advisors Financial Network, LLC

Dublin, OH

Naples, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-21
OH RA APPROVED 2009-02-11
IL RA APPROVED 2009-02-10
  • FL RA
    APPROVED
    Since 2021-05-21
  • OH RA
    APPROVED
    Since 2009-02-11
  • IL RA
    APPROVED
    Since 2009-02-10

Branch Locations

5450 Frantz Rd Ste 200, Dublin, OH 43016 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Securities Financial Network, Llc (11025) Dublin OH 02/2009 Present
  • 02/2009 → Present
    Wachovia Securities Financial Network, Llc (11025)
    Dublin, OH
Previous Registrations
  • 2006-05-04 → 2009-02-11
    Osaic Services, Inc.
    Dublin, OH
  • 2001-10-18 → 2006-08-16
    Preferred Capital Management
    Dublin, OH
  • 2001-06-05 → 2006-05-02
    Raymond James Financial Services, Inc.
    Dublin, OH
    Dublin, OH
Other Businesses

EAGLE WEALTH ADVISORS LLC, INV RELATED, DUBLIN, OH, 100% OWNERSHIP, START 2/1/2021, 20 HOURS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 2003-03-18
  • S66 Uniform Combined State Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    2003-03-18
Other Names
  • Uri T Holmes

View on SEC IAPD

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Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
MORGAN STANLEY · Dublin, OH
CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
VOYA FINANCIAL ADVISORS, INC. · Dublin, OH

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