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1 Mcbride & Son Center Dr. Suite 288, Chesterfield, MO 63005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-05-11 |
| MO | RA | APPROVED | 2016-07-06 |
Branch Locations
1 Mcbride & Son Center Dr. Suite 288, Chesterfield, MO 63005 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sogotrade | Chesterfield | MO | 11/2015 | Present |
| Marketriders, Inc. | Chesterfield | MO | 04/2016 | Present |
St Louis Investment Club LLC | Investment-related | 39 Kensington Pl Ct. Saint Charles, MO 63304 | Investment club | Mostly passive involvement | Start date 2/5/2024 | 1 hour/week | 0 hours during securities trading hours| Receive profits or losses from investments, has personal financial investment in this activity. Principal Insurance LLC |Investment-related | 1 McBride & Son Center Dr., Chesterfield, MO 63005| Insurance leads marketing, does not conduct insurance business | Limited management function | Start date 4/8/2024| 1-2 hours/month | 0 hours during securities trading hours| | No recurring compensation. There may be distributions if revenue is generated. Sogo Financial Management LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 | A holding company | Chief Executive | Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Currently conduct no activities with the business. Sogo Financial Group, Inc |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 | A holding company | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Currently conduct no activities with the business. 288 Ventures, LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 | an ownership LLC | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Currently conduct no activities with the business. Sogo Technology, LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 |A software services firm | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Max Tech, LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 |A software services firm | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. MarketRiders (dba, SogoTrade Asset Management): Investment-related - 1 McBride & Son Center Dr., Suite 288, Chesterfield, MO 63005 - Business: Registered investment adviser - Title: Chief Executive Officer - Start: 4/1/2016 - Approximately 10 hours per month, primarily during securities trading hours - Supervise management of registered investment advisers - MarketRiders is an affiliate of SogoTrade, under common ownership and management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-01 |
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