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Kristopher Alexander Wallace

Marketriders

Chesterfield, MO

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Current Employers
Marketriders

1 Mcbride & Son Center Dr. Suite 288, Chesterfield, MO 63005 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-05-11
MO RA APPROVED 2016-07-06
  • LA RA
    APPROVED
    Since 2017-05-11
  • MO RA
    APPROVED
    Since 2016-07-06

Branch Locations

1 Mcbride & Son Center Dr. Suite 288, Chesterfield, MO 63005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sogotrade Chesterfield MO 11/2015 Present
Marketriders, Inc. Chesterfield MO 04/2016 Present
  • 11/2015 → Present
    Sogotrade
    Chesterfield, MO
  • 04/2016 → Present
    Marketriders, Inc.
    Chesterfield, MO
Other Businesses

St Louis Investment Club LLC | Investment-related | 39 Kensington Pl Ct. Saint Charles, MO 63304 | Investment club | Mostly passive involvement | Start date 2/5/2024 | 1 hour/week | 0 hours during securities trading hours| Receive profits or losses from investments, has personal financial investment in this activity. Principal Insurance LLC |Investment-related | 1 McBride & Son Center Dr., Chesterfield, MO 63005| Insurance leads marketing, does not conduct insurance business | Limited management function | Start date 4/8/2024| 1-2 hours/month | 0 hours during securities trading hours| | No recurring compensation. There may be distributions if revenue is generated. Sogo Financial Management LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 | A holding company | Chief Executive | Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Currently conduct no activities with the business. Sogo Financial Group, Inc |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 | A holding company | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Currently conduct no activities with the business. 288 Ventures, LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 | an ownership LLC | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Currently conduct no activities with the business. Sogo Technology, LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 |A software services firm | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. Max Tech, LLC |Not investment-related | 1 McBride and Son Center Dr. Chesterfield MO 63005 |A software services firm | Chief Executive |Start date 2/1/2023| 0 hours/month | 0 hours during securities trading hours| Represent the company. MarketRiders (dba, SogoTrade Asset Management): Investment-related - 1 McBride & Son Center Dr., Suite 288, Chesterfield, MO 63005 - Business: Registered investment adviser - Title: Chief Executive Officer - Start: 4/1/2016 - Approximately 10 hours per month, primarily during securities trading hours - Supervise management of registered investment advisers - MarketRiders is an affiliate of SogoTrade, under common ownership and management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
S63 Uniform Securities Agent State Law Examination 1994-08-01
  • S66 Uniform Combined State Law Examination
    2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    1994-08-01
Other Names
  • Kristopher Wallace

View on SEC IAPD

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