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200 Southdale Center, Edina, MN 55435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investments, Inc. | New York | NY | 09/2006 | 01/2018 |
| Merrill Lynch Investment Managers, Llc | Plainsboro | NJ | 09/2006 | 01/2018 |
| Copernicus, Llc | Minneapolis | MN | 02/2018 | 12/2023 |
| Contego Capital Group, Inc | Minneapolis | MN | 10/2024 | Present |
| Unemployed | Minneapolis | MN | 01/2024 | 10/2024 |
Copernicus LLC (Minnetonka, Minnesota) Owner - Develop software applications for mobile phones 0-2 hours per week devoted to LLC. Oversee development of mobile apps
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-27 |
| S66 | Uniform Combined State Law Examination | 2002-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-21 |
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