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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-31 |
| TX | RA | APPROVED | 2024-10-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Roseville | CA | 01/2002 | Present |
| Solano Wealth Management, Inc. | Fairfield | CA | 10/2013 | 07/2024 |
| Solano Wealth Investment Advisors, Llc | Fairfield | CA | 07/2024 | Present |
(1) 07/20/2005 - FRANK L. HOLLOWAY INVESTMENT SERVICES, INC. - FOR ACCOUNTING PURPOSES ONLY - INCORPORATION FOR TAX PURPOSES ONLY - FAIRFIELD, CA 2) 03/25/2009 - Solano Wealth Management, Inc. - Investment Related - At reported business location (s) - None 3) 07/24/2009 - Solano Wealth Management, Inc. - Investment Related - Non-Variable Insurance - None 4) 10/25/2018 - No Business Name - Investment Related - 9445 Pinehurst Dr. Roseville, CA 95747 - Real Estate Rental - Started 08/06/2018 - 1 Hour Per Month During Securities Trading - Own one single family residence which is rented.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-21 |
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