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Frank Linn Holloway

LPl Financial LLC

Roseville, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-31
TX RA APPROVED 2024-10-31
  • CA RA
    APPROVED
    Since 2024-10-31
  • TX RA
    APPROVED
    Since 2024-10-31

Branch Locations

Roseville, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Roseville CA 01/2002 Present
Solano Wealth Management, Inc. Fairfield CA 10/2013 07/2024
Solano Wealth Investment Advisors, Llc Fairfield CA 07/2024 Present
  • 01/2002 → Present
    Roseville, CA
  • 10/2013 → 07/2024
    Solano Wealth Management, Inc.
    Fairfield, CA
  • 07/2024 → Present
    Solano Wealth Investment Advisors, Llc
    Fairfield, CA
Previous Registrations
  • 2024-07-01 → 2024-11-20
    Fairfield, CA
  • 2014-01-03 → 2024-08-20
    Solano Wealth Management, Inc.
    Fairfield, CA
Other Businesses

(1) 07/20/2005 - FRANK L. HOLLOWAY INVESTMENT SERVICES, INC. - FOR ACCOUNTING PURPOSES ONLY - INCORPORATION FOR TAX PURPOSES ONLY - FAIRFIELD, CA 2) 03/25/2009 - Solano Wealth Management, Inc. - Investment Related - At reported business location (s) - None 3) 07/24/2009 - Solano Wealth Management, Inc. - Investment Related - Non-Variable Insurance - None 4) 10/25/2018 - No Business Name - Investment Related - 9445 Pinehurst Dr. Roseville, CA 95747 - Real Estate Rental - Started 08/06/2018 - 1 Hour Per Month During Securities Trading - Own one single family residence which is rented.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-21
  • S63 Uniform Securities Agent State Law Examination
    1993-07-21
Designations

View on SEC IAPD

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