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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-01-01
  • TX RA
    APPROVED
    Since 2010-01-01

Branch Locations

Austin, TX • United States

1700 South 10Th Street Paseo Plaza Shopping Center, Mcallen, TX 78503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Mcallen TX 03/1994 Present
Previous Registrations
  • 2002-06-03 → 2010-01-01
    Ubs International Inc.
    Mcallen, TX
    Mcallen, TX
  • 1994-04-29 → 2002-06-01
    Mcallen, TX
Other Businesses

1) Name of business: H&R Partners Address of business: McAllen TX Your position/title/relationship with the other business: Managing Partner The approximate hours per month you devote to the other business: One Your duties relating to the other business: maintain and file legal and accounting requirements Is the business investment-related: Yes The nature of the other business: invest in real estate and hotel properties 2) Name of business: MRBR Partners LLC Address of business: McAllen TX Your position/title/relationship with the other business: None The approximate hours per month you devote to the other business: None Your duties relating to the other business: None Is the business investment-related: Yes The nature of the other business: invest in oil and gas related properties 3) Name of business: Venture BAAMM LLC Address of business: McAllen TX Your position/title/relationship with the other business: Manager The approximate hours per month you devote to the other business: One Your duties relating to the other business: maintain and file legal and accounting requirements Is the business investment-related: Yes The nature of the other business: invest in local bank 4) Name of business: RBA Family Partners LLC Address of business: McAllen TX Your position/title/relationship with the other business: None The approximate hours per month you devote to the other business: None Your duties relating to the other business: None Is the business investment-related: Yes The nature of the other business: invest in real estate and multi family properties

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-20
  • S63 Uniform Securities Agent State Law Examination
    1993-08-20

View on SEC IAPD

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