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Troy Ronald Spratley

Troy R. Spratley Investment Advisory

Baltimore, MD

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Current Employers
Troy R. Spratley Investment Advisory

Baltimore, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-13
OH RA APPROVED 2006-12-13
  • MD RA
    APPROVED
    Since 2025-01-13
  • OH RA
    APPROVED
    Since 2006-12-13

Branch Locations

Baltimore, MD • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spratley & Johnson, Inc. Cincinnati OH 09/1995 Present
Troy Spratley Investment Advisoy Cincinnati OH 09/2002 Present
  • 09/1995 → Present
    Spratley & Johnson, Inc.
    Cincinnati, OH
  • 09/2002 → Present
    Troy Spratley Investment Advisoy
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-19
S63 Uniform Securities Agent State Law Examination 2000-01-20
  • S65 Uniform Investment Adviser Law Examination
    2002-11-19
  • S63 Uniform Securities Agent State Law Examination
    2000-01-20
Other Names
  • Troy Ronald Spartley
  • Troy R Spratley

View on SEC IAPD

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