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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Baltimore | MD | 12/2005 | 01/2025 |
| Tiaa | Baltimore | MD | 12/2025 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Baltimore | MD | 12/2025 | Present |
| Seeking Employment | Baltimore | MD | 01/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-15 |
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