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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-13 |
| TX | RA | APPROVED | 2019-12-13 |
Branch Locations
6404 Wilshire Blvd Ste 1215, Los Angeles, CA 90048 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.B.P. Insurance Agency | L.A. | CA | 10/1992 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 12/2019 |
| Lpl Financial Llc | Los Angeles | CA | 12/2019 | Present |
1) 1/1980 - Real Estate Rental - Lowi Limited LLC - Investment Related - 237 S McCadden Pl Los Angeles CA 2) 1/1993 - DBA for LPL Business (entity for LPL business) - ABP Financial Services - Investment Related - 80% - Los Angeles, CA 90048 3) 1/1997 - Insurance Agency - ABP Insurance Agency - Investment Related - 20% - Los Angeles, CA 90048 4) 1/1980 - Real Estate Rental - 303 North Elm LLC - Investment Related - 237 S McCadden Pl, Los Angeles, CA 5) 1/1980 - Real Estate Rental - Lexington Properties LLC - Investment Related - 237 S McCadden Pl, Los Angeles, CA 6) 1/1980 - Real Estate Rental - 23923 Newhall LLC - Investment Related - 237 S McCadden Pl, Los Angeles, CA 7) 1/1980 - Real Estate Rental - SRF Pico LLC - Investment Related - 237 S McCadden Pl, Los Angeles, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-21 |
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