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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2010-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Clyo | GA | 06/1973 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2010 | Present |
1) DOUBLE A FARM, 5539 HWY 119N, CLYO, GA 31303. BEGAN 01/01/1993 AS 50% PARTNER IN A FARMING OPERATION WITH MY BROTHER. MY DUTIES CONSIST OF KEEPING RECORDS AND MAKING DECISIONS REGARDING FARMING OPERATION. NOT INVESTMENT RELATED. DEVOTES 120HR/YR, 40HR/YR DURING TRADING. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) EFFINGHAM COUNTY ELECTIONS BOARD, HWY 119 S. SPRINGFIELD, GA 31329. BEGAN 07/01/2008 AS VICE CHAIRMAN THAT SERVES ON THE COUNTY ELECTION BOARD WHICH IS RESPONSIBLE FOR HIRING STAFF AND HOLDING ELECTIONS FOR THE COUNTY. THE 5 MENBER BOARD IS RESPONSIBLE FOR ENSURING THE ELECTIONS ARE HELD WITHIN THE LAW. I DO NOT HANDLE ANY FUNDS. NOT INVESMENT RELATED. DEVOTES 2HR/MO, 0/TRADE. 4) EVANGELICAL LUTHERAN CONGTRGSTIONS OF EFFINGHAM COUNTY, 251 HEIDT RD., GUYTON, GA 31312. BEGAN 01/01/2002 AS CHAIRMAN OF THE BOARD. THE ORGANIZATION THAT HOLDS PROPERTY AND SECURITIES IN A TRUST. THE SECURITIES ARE HANDLED BY TWO DIFFERENT BROKER DEALERS. I EXCUSE MYSELF FROM VOTING ON ANY DECISION REGARDING WHICH BROKER DEALER TO USE. I DO NOT HAVE A RELATIONSHIP WITH THE BROKER DEALERS. BOARD MEETS FOUR TIMES A YEAR. INVESTMENT RELATED. DEVOTES 12HR/YR, 0/TRADE. 5) JAG OF EFFINGHAM COUNTY LLC, 5539 HIGHWAY 119 NORTH, CLYO, GA 31303. BEGAN 11/07/2012 AS 1/3 OWNER. NOT INVESTMENT RELATED. DEVOTES 2 HOURS/MONTH, 1 HOUR DURING TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/15/2010 7) THOMAS ALLEN FINANCIAL GROUP, 711 ZITTEROUR RD, RINCON, GA 31326, 12/2010, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 120 HR/MO - 80 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-13 |
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