Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-11-14
  • WV RA
    APPROVED
    Since 2024-11-14

Branch Locations

Morgantown, WV • United States

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Morgantown WV 06/1993 11/2024
Prudential Insurance Company Of America Morgantown WV 06/1993 Present
Lpl Enterprise, Llc Morgantown WV 11/2024 Present
Previous Registrations
  • 2011-09-06 → 2024-11-14
    Canonsburg, PA
    Morgantown, WV
    Morgantown, WV
    Charleroi, PA
    Morgantown, WV
    Morgantown, WV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1993-11-05
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1993-11-05
Other Names
  • Tony Faith
  • J. L. Love

View on SEC IAPD

More in Morgantown, WV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor