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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2006-04-18 |
Branch Locations
111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Chicago | IL | 03/2008 | Present |
(1) NAME OF ENTITY: Impact Grants Chicago ADDRESS: PO Box 578082 Chicago, IL 60657 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Collectively funds grants to Chicago non-profits that are dedicated to challenges facing our city. CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 01/22/24 DUTIES: Grant review process (review the grant applications submitted to the organization). HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-21 |
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