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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-06
WI RA APPROVED 1994-01-03
  • TX RA
    APPROVED
    Since 2025-03-06
  • WI RA
    APPROVED
    Since 1994-01-03

Branch Locations

1204 S. Oak Ave, Marshfield, WI 54449 • United States

Marshfield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Marshfield WI 09/2005 03/2020
Ameriprise Financial Services, Llc Marshfield WI 03/2020 Present
Other Businesses

Business Ownership; TD Enterprises; ; We own the office building that we rent to ourselves.; 1204 S. Oak AvenueMarshfield, WI 54449, ,; ; ; 1 to 9 hours per month; / Generation Partners LLC; Manage the day-to-day operations of our team. This does NOT involve securities transactions.; The purpose of this business is succession planning and to hold the value of our financial planning practice.; 1204 S. Oak Avenue, , Marshfield, WI, 54449; Not Investment-Related; 10/26/2021; 60 hours per month; 60 during trading hours. Outside Employment; Generation Partners LLC; Co-owner; Manage advisory business; 1204 South Oak Avenue, , Marshfield, WI, 54449; Not Investment-Related; 10/26/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-27
  • S63 Uniform Securities Agent State Law Examination
    1993-08-27
Designations
Other Names
  • Tania Marie Lecloux

View on SEC IAPD

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