Mark Alan Maxwell

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-09-25
MS	RA	APPROVED	2013-02-13

TX RA
APPROVED_RES

Since 2019-09-25
MS RA
APPROVED

Since 2013-02-13

Branch Locations

4266 I-55 North, Suite 200, Jackson, MS 39211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Jackson	MS	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Jackson, MS

Previous Registrations

2003-02-25 → 2013-02-13

Morgan Keegan & Company, Llc

Jackson, MS

Jackson, MS

Other Businesses

(1) Name of Business: River Hills Tennis Club Address: Ridgewood Road, Jackson, MS, 39211, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 08/14/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Committe member to hire a new General Manager

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-24
S63	Uniform Securities Agent State Law Examination	1993-07-30

S66 Uniform Combined State Law Examination

2003-02-24
S63 Uniform Securities Agent State Law Examination

1993-07-30

Other Names

Marn Alan Maxwell

View on SEC IAPD