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Inactive

Frank Antonio Gavidia

Globe & Anchor Wealth Management & Financial Planning, LLC

Walnut Creek, CA

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Current Employers
Globe & Anchor Wealth Management & Financial Planning, Llc

700 Ygnacio Valley Road Suite 280, Walnut Creek, CA 94596 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-05
TX RA APPROVED 2017-05-05
  • CA RA
    APPROVED
    Since 2017-05-05
  • TX RA
    APPROVED
    Since 2017-05-05

Branch Locations

700 Ygnacio Valley Road Suite 280, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 05/2017
Nissim & Gavidia Wealth Management & Financial Planning, Llc Walnut Creek CA 05/2017 12/2021
Globe & Anchor Wealth Management & Financial Planning, Llc Walnut Creek CA 12/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-21
S63 Uniform Securities Agent State Law Examination 1993-06-18
  • S65 Uniform Investment Adviser Law Examination
    1993-12-21
  • S63 Uniform Securities Agent State Law Examination
    1993-06-18
Designations
Other Names
  • Francisco Landaverde

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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