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Thomas James Mudlaff

United Brokerage Services, Inc

Vienna, VA

Washington, DC

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Current Employers
United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2020-10-23
AL RA APPROVED 2020-06-02
NJ RA APPROVED 2020-06-01
TX RA APPROVED_RES 2020-06-01
KY RA APPROVED 2020-05-08
FL RA APPROVED 2020-05-07
DC RA APPROVED 2020-04-30
WV RA APPROVED 2020-04-27
NC RA APPROVED 2020-04-24
PA RA APPROVED 2020-04-24
OH RA APPROVED 2020-04-23
SC RA APPROVED 2020-04-23
VA RA APPROVED 2019-02-06
MD RA APPROVED 2017-12-11
  • HI RA
    APPROVED
    Since 2020-10-23
  • AL RA
    APPROVED
    Since 2020-06-02
  • NJ RA
    APPROVED
    Since 2020-06-01
  • TX RA
    APPROVED_RES
    Since 2020-06-01
  • KY RA
    APPROVED
    Since 2020-05-08
  • FL RA
    APPROVED
    Since 2020-05-07
  • DC RA
    APPROVED
    Since 2020-04-30
  • WV RA
    APPROVED
    Since 2020-04-27
  • NC RA
    APPROVED
    Since 2020-04-24
  • PA RA
    APPROVED
    Since 2020-04-24
  • OH RA
    APPROVED
    Since 2020-04-23
  • SC RA
    APPROVED
    Since 2020-04-23
  • VA RA
    APPROVED
    Since 2019-02-06
  • MD RA
    APPROVED
    Since 2017-12-11

Branch Locations

2071 Chain Bridge Road, Vienna, VA 22182 • United States

1100 Connecticut Ave, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chevy Chase Financial Services Bethesda MD 07/2004 07/2017
Capital One Investment Services Llc Bethesda MD 05/2010 07/2017
Capital One Sharebuilder, Inc. Mclean VA 01/2015 07/2017
Sharebuilder 401K Seattle WA 01/2015 07/2017
United Brokerage Services, Inc Parkersburg WV 12/2017 Present
Unemployed Chevy Chase MD 07/2017 12/2017
  • 07/2004 → 07/2017
    Chevy Chase Financial Services
    Bethesda, MD
  • 05/2010 → 07/2017
    Capital One Investment Services Llc
    Bethesda, MD
  • 01/2015 → 07/2017
    Capital One Sharebuilder, Inc.
    Mclean, VA
  • 01/2015 → 07/2017
    Sharebuilder 401K
    Seattle, WA
  • 12/2017 → Present
    United Brokerage Services, Inc
    Parkersburg, WV
  • 07/2017 → 12/2017
    Unemployed
    Chevy Chase, MD
Previous Registrations
  • 2015-01-28 → 2017-07-05
    Capital One Advisors, Llc
    Seattle, WA
  • 2010-04-27 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
    Melville, NY
  • 2004-11-05 → 2010-05-07
    Chevy Chase Financial Services
    Bethesda, MD
    Bethesda, MD
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-28
S63 Uniform Securities Agent State Law Examination 1993-07-16
  • S66 Uniform Combined State Law Examination
    2004-07-28
  • S63 Uniform Securities Agent State Law Examination
    1993-07-16
Other Names
  • Tom Mudlaff

View on SEC IAPD

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RETIREMENT RESEARCHER, LLC
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KIRK CAPITAL ADVISORS LLC
ATEGRA CAPITAL MANAGEMENT, LLC

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BENJAMIN PRUITT MELTON
PETER REISNER SHARPE
STEPHEN FRANKLIN STEWART

Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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