John Arthur Cunningham

Current Employers

Employment History

• 12/2001 → 10/2022
  Thesco Retirement Planning Servises
  New York, NY
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2013 → 09/2017
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 07/2017 → Present
  Alliant Retirment Services
  Houston, TX
• 07/2025 → Present
  Osaic Wealth, Inc.
  New York, NY

Previous Registrations

• 2014-04-08 → 2017-09-18
  Vicus Capital, Inc.
  New York, NY

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT-RELATED, ADDRESS: 101 Park Avenue, 12th Floor, New York NY 10178 FIXED INSURANCE, START 06/2010, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: 101 Park Avenue, 12th Floor, New York NY 10178 NATURE OF BUSINESS: 401K CONSULTING START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: SENIOR VICE PRESIDENT BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 3. ALLIANT/ALLIANT INSURANCE SERVICES INC./RETIREMENT SERVICE GROUP, INVESTMENT-RELATED, 1301 DOVE STREET, NEWPORT BEACH, CA 92660, DBA NAME FOR TPA COMPLIANCE WORK, 401(K) CONSULTING SERVICES, RETIREMENT PLANS, INSURANCE - INDIVIDUAL LIFE, LTD & LTC, P&C, AND HEALTH, GROUP BENEFITS, START 01/01/2012, 60HRS/WK (32.5 TRADING HOURS), SENIOR VICE-PRESIDENT; 4. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC DBA ALLIANT RETIREMENT CONSULTING POSITION: Board Member NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 101 Park Avenue, 12th Floor, New York NY 10178, United States DESCRIPTION: General Management of the RIA 5. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 8 Hobby Ln Bedford, NY, 10506 NATURE OF BUSINESS: WRITING A BOOK ABOUT THE 401K BUSINESS START DATE: 11/2015 POSITION/TITLE/RELATIONSHIP: AUTHOR APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: WRITING 6. ALLIANT INSURANCE SERVICES POSITION: Senior Vice President NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2017 ADDRESS: 101 Park Avenue, 12th Floor, New York NY 10178, United States DESCRIPTION: selling insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-25
• S63 Uniform Securities Agent State Law Examination
  1994-10-03

Other Names

• John Arthur (Jr) Cunningham