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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1995-01-30
  • WI RA
    APPROVED
    Since 1995-01-30

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 06/1994 Present
Other Businesses

NAME & ADDRESS: Christ King Parish / 2604 N. Swan Blvd. Wauwatosa, WI 53226 NATURE OF ENTITY: Catholic Parish RESPONSBILITIES IN ROLE: Monitor, advise on budget and financial matters impacting parish HOURS DEVOTED: 3 hours/month Name/Address: Catholic Charities Foundation Board / 3501 S. Lake Drive, St. Francis, WI 53235 Start Date: 5/20/24 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-02
S63 Uniform Securities Agent State Law Examination 1995-01-27
  • S66 Uniform Combined State Law Examination
    2001-07-02
  • S63 Uniform Securities Agent State Law Examination
    1995-01-27

View on SEC IAPD

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