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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-09-22 |
| TX | RA | APPROVED | 2014-09-08 |
Branch Locations
822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States
Augustine, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Ponte Vedra Beach | FL | 09/2014 | Present |
Flagler Habitat for Humanity / 2 W Moody Blvd. Bunnell,FL 32110 / Charity/ Charity / Helping people to qualify and purchase their own home. / Officer / / Board Member, President / Start Date 6/22/2016 / Over site, working on education committee to expand scope of habitat's mission in Flagler county, preparation of monthly meetings, communication with board and affiliate, volunteering with family, and market good will in the community. Maybe 2-3 hours weekly. NAME OF OTHER BUSINESS: St. Augustine Light House / INVESTMENT RELATED?: N / ADDRESS: 100 Red Cox Dr., St. Augustine, St. Johns CountyFlorida/ NATURE OF THE BUSINESS: Operating and resorting St. Augustine Lighthouse / POSITION: Member of Board of directors / DUTIES: Board Member including fundraising activities to support operating and restoration of lighthouse./ START DATE:7/1/22 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-16 |
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