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Millicent Maureen Holmes

Schwab Wealth Advisory, Inc.

Westlake, TX

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-25
  • TX RA
    APPROVED
    Since 2025-09-25

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Partners, Llc Indian Creek IL 08/2013 11/2017
Holmes Business Analytics Indian Creek IL 08/2011 09/2024
Charles Scwhab & Co.,Inc Westlake TX 06/2023 Present
Zeiders Enterprises, Inc. Woodbridge VA 11/2017 06/2023
Schwab Wealth Advisory Inc. Westlake TX 06/2023 Present
  • 08/2013 → 11/2017
    Comprehensive Partners, Llc
    Indian Creek, IL
  • 08/2011 → 09/2024
    Holmes Business Analytics
    Indian Creek, IL
  • 06/2023 → Present
    Charles Scwhab & Co.,Inc
    Westlake, TX
  • 11/2017 → 06/2023
    Zeiders Enterprises, Inc.
    Woodbridge, VA
  • 06/2023 → Present
    Schwab Wealth Advisory Inc.
    Westlake, TX
Previous Registrations
  • 2013-09-20 → 2019-06-19
    Comprehensive Partners, Llc
    Indian Creek, IL
  • 2013-05-30 → 2013-08-01
    Brazos Securities, Inc.
    Dallas, TX
  • 2011-01-20 → 2011-08-23
    Oxford Financial Group, Ltd
    Chicago, IL
  • 2009-01-20 → 2011-01-19
    Crowe Wealth Management, Llc
    Oak Brook Terrace, IL
  • 2008-01-25 → 2008-04-15
    Brownson, Rehmus & Foxworth, Inc.
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-25
S65 Uniform Investment Adviser Law Examination 2002-08-20
  • S63 Uniform Securities Agent State Law Examination
    2025-11-25
  • S65 Uniform Investment Adviser Law Examination
    2002-08-20
Designations
Other Names
  • Millicent Maureen John
  • Millicent M. John

View on SEC IAPD

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CHARLES SCHWAB & CO., INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

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VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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