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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-09 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
101 W Union St, Morganton, NC 28655 • United States
1453 2Nd St Ne, Hickory, NC 28601 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
200 1St Ave Nw, Hickory, NC 28601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bearclaw Enterprises, Llc | Newton | NC | 10/1998 | Present |
| Wells Fargo Advisors Llc | Hickory | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hickory | NC | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, NEWTON, NC, START 5/30/2023, 20 HOURS A MONTH, 0 HOURS DURING TRADING. MONTESSORI AT SANDY FORD, INV RELATED, HICKORY, NC, BOARD MEMBER, START 1/1/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, APPROVING BUDGET, REVIEWING QUARTERLY FINANCIAL STATEMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-24 |
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