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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-09
NC RA APPROVED 2001-12-31
  • TX RA
    APPROVED
    Since 2019-01-09
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

101 W Union St, Morganton, NC 28655 • United States

1453 2Nd St Ne, Hickory, NC 28601 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

200 1St Ave Nw, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bearclaw Enterprises, Llc Newton NC 10/1998 Present
Wells Fargo Advisors Llc Hickory NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hickory NC 11/2016 Present
  • 10/1998 → Present
    Bearclaw Enterprises, Llc
    Newton, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Hickory, NC
  • 11/2016 → Present
    Hickory, NC
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, NEWTON, NC, START 5/30/2023, 20 HOURS A MONTH, 0 HOURS DURING TRADING. MONTESSORI AT SANDY FORD, INV RELATED, HICKORY, NC, BOARD MEMBER, START 1/1/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, APPROVING BUDGET, REVIEWING QUARTERLY FINANCIAL STATEMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-26
S63 Uniform Securities Agent State Law Examination 1995-04-24
  • S65 Uniform Investment Adviser Law Examination
    2000-06-26
  • S63 Uniform Securities Agent State Law Examination
    1995-04-24
Other Names
  • Michele Renae Desantis

View on SEC IAPD

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