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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-02-20
  • TX RA
    APPROVED
    Since 2007-02-20

Branch Locations

110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 12/2006 Present
Previous Registrations
Other Businesses

I*452456 For profit or not for profit: Entity For Profit Name of outside business organization: Woodlands Style House Investment related: N Address of business: The Woodlands, Texas, 77382, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 11/1/2016 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is a new business that my wife and her friend are starting. They will provide home staging and styling consultations for people that are selling their homes. I plan to be a member of the LLC being formed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-04
  • S66 Uniform Combined State Law Examination
    2005-11-04

View on SEC IAPD

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