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Douglas Evan Richards

Crest Financial, LLC

Elmira, OR

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Current Employers
Crest Financial, Llc

Elmira, OR • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-09-19
  • OR RA
    APPROVED
    Since 2024-09-19

Branch Locations

23847 Sky Lane, Elmira, OR 97437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crest Financial, Llc Elmira OR 09/2024 Present
Securities America/Osaic Elmira OR 01/2009 09/2024
  • 09/2024 → Present
    Crest Financial, Llc
    Elmira, OR
  • 01/2009 → 09/2024
    Securities America/Osaic
    Elmira, OR
Previous Registrations
  • 2024-06-14 → 2024-09-19
    Osaic Wealth, Inc.
    Elmira, OR
  • 2009-01-23 → 2024-06-14
    Securities America Advisors, Inc.
    Elmira, OR
  • 2006-03-22 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Folsom, CA
    Eugene, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-08
S63 Uniform Securities Agent State Law Examination 1993-06-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-08
  • S63 Uniform Securities Agent State Law Examination
    1993-06-03
Designations
Other Names
  • Doug Richards
  • Douglas Evan Ii Richards
  • Douglas Evan Richards

View on SEC IAPD

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Other Offices

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STATE FARM INVESTMENT MANAGEMENT CORP. · Eugene, OR
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