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Current Employers
Fifth Third Wealth Advisors Llc

38 Fountain Square Plaza, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-17
NC RA APPROVED 2024-01-16
  • TX RA
    APPROVED_RES
    Since 2024-01-17
  • NC RA
    APPROVED
    Since 2024-01-16

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45263 • United States

201 North Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 03/1996 09/2020
Bb&T Securities, Llc Charlotte NC 01/2018 09/2020
Bb&T Charlotte NC 10/2020 02/2021
Bb&T Securities, Llc. Richmond VA 10/2020 02/2021
Truist Investment Services, Inc. Charlotte NC 02/2021 12/2023
Truist Advisory Services, Inc. Charlotte NC 02/2021 12/2023
Fifth Third Wealth Advisors Llc Charlotte NC 01/2024 Present
  • 03/1996 → 09/2020
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 09/2020
    Bb&T Securities, Llc
    Charlotte, NC
  • 10/2020 → 02/2021
    Bb&T
    Charlotte, NC
  • 10/2020 → 02/2021
    Bb&T Securities, Llc.
    Richmond, VA
  • 02/2021 → 12/2023
    Truist Investment Services, Inc.
    Charlotte, NC
  • 02/2021 → 12/2023
    Charlotte, NC
  • 01/2024 → Present
    Charlotte, NC
Previous Registrations
  • 2021-02-17 → 2023-12-15
    Atlanta, GA
    Charlotte, NC
  • 2020-10-28 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Richmond, VA
  • 2018-01-02 → 2020-09-30
    Bb&T Securities, Llc
    Charlotte, NC
  • 2015-07-30 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-29
S63 Uniform Securities Agent State Law Examination 1993-06-17
  • S66 Uniform Combined State Law Examination
    2015-07-29
  • S63 Uniform Securities Agent State Law Examination
    1993-06-17

View on SEC IAPD

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