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38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-17 |
| NC | RA | APPROVED | 2024-01-16 |
Branch Locations
38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
201 North Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Charlotte | NC | 03/1996 | 09/2020 |
| Bb&T Securities, Llc | Charlotte | NC | 01/2018 | 09/2020 |
| Bb&T | Charlotte | NC | 10/2020 | 02/2021 |
| Bb&T Securities, Llc. | Richmond | VA | 10/2020 | 02/2021 |
| Truist Investment Services, Inc. | Charlotte | NC | 02/2021 | 12/2023 |
| Truist Advisory Services, Inc. | Charlotte | NC | 02/2021 | 12/2023 |
| Fifth Third Wealth Advisors Llc | Charlotte | NC | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-17 |
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