Willis Don Heslep

Current Employers

Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-01-14

NC RA
APPROVED

Since 2022-01-14

Branch Locations

9635 Southern Pine Blvd 130, Charlotte, NC 28273 • United States

Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-02-17

NC RA
APPROVED

Since 2020-02-17

Branch Locations

9635 Southern Pine Blvd Suite 113, Charlotte, NC 28273 • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Willis Heslep Accounting And Tax	Charlotte	NC	01/1997	05/2017
Cfs Business Services/Mel Jackson Tax	Charlotte	NC	12/2013	07/2017
R.M. Stark & Co. Inc.	Charlotte	NE	11/2014	10/2016
Redhawk Wealth Advisors	Minneapolis	MN	10/2016	07/2017
Heslep Small Biz Tax Prep & Accounting	Charlotte	NC	05/2017	04/2021
Alphastar Capital Management, Llc	Cornelius	NC	07/2017	02/2019
Cpr Financial Group	Shelby Township	MI	02/2019	02/2020
Cpr Investments Inc.	Shelby Township	MI	02/2019	02/2020
Heslep Wealth Advisors	Charlotte	NC	04/2014	Present
Retirement Wealth Advisors, Inc.	Charlotte	NC	02/2020	Present
Formulafolio Investments	Charlotte	NC	02/2020	12/2021
Heslep Tax & Retirement Planning	Charlotte	NC	04/2021	Present
Brookstone Capital Management	Wheaton	IL	01/2022	Present

01/1997 → 05/2017

Willis Heslep Accounting And Tax

Charlotte, NC
12/2013 → 07/2017

Cfs Business Services/Mel Jackson Tax

Charlotte, NC
11/2014 → 10/2016

R.M. Stark & Co. Inc.

Charlotte, NE
10/2016 → 07/2017

Redhawk Wealth Advisors

Minneapolis, MN
05/2017 → 04/2021

Heslep Small Biz Tax Prep & Accounting

Charlotte, NC
07/2017 → 02/2019

Alphastar Capital Management, Llc

Cornelius, NC
02/2019 → 02/2020

Cpr Financial Group

Shelby Township, MI
02/2019 → 02/2020

Cpr Investments Inc.

Shelby Township, MI
04/2014 → Present

Heslep Wealth Advisors

Charlotte, NC
02/2020 → Present

Retirement Wealth Advisors, Inc.

Charlotte, NC
02/2020 → 12/2021

Formulafolio Investments

Charlotte, NC
04/2021 → Present

Heslep Tax & Retirement Planning

Charlotte, NC
01/2022 → Present

Brookstone Capital Management

Wheaton, IL

Previous Registrations

2020-02-07 → 2021-12-31

Brookstone Asset Management, Llc

Charlotte, NC
2019-02-01 → 2020-02-06

Cpr Investments Inc

Charlotte, NC

Rochester, MI
2017-07-25 → 2019-02-27

Alphastar Capital Management

Charlotte, NC

Cornelius, NC
2016-10-06 → 2017-07-25

Redhawk Wealth Advisors, Inc.

Charlotte, NC

Charlotte, NC

Other Businesses

HESLEP TAX & RETIREMENT PLANNING; NON INVESTMENT RELATED; 9635 SOUTHERN PINE BLVD 130, CHARLOTTE, NC 28273; TAX PREP AND ACCOUNTING; OWNER; STARTED 04/2021; 160 HOURS/MONTH DEVOTED; 30 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER TAX PREPARATION AND PLANNING. HESLEP WEALTH ADVISORS; INVESTMENT RELATED; 9635 SOUTHERN PINE BLVD 130, CHARLOTTE, NC 28273; INSURANCE AND INVESTMENT ADVISORY; OWNER; STARTED 04/2014; 40 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS AND INVESTMENT ADVISORY SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-07-13
S63	Uniform Securities Agent State Law Examination	2014-06-26

S65 Uniform Investment Adviser Law Examination

2016-07-13
S63 Uniform Securities Agent State Law Examination

2014-06-26

View on SEC IAPD