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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-19 |
| MN | RA | APPROVED | 2022-08-19 |
| TX | RA | APPROVED | 2022-08-19 |
Branch Locations
102 North Cedar Ave, Owatonna, MN 55060 • United States
Lakeville, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Owatonna | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Owatonna | MN | 11/2016 | 08/2022 |
| Wells Fargo Advisors Financial Network, Llc | Owatonna | MN | 08/2022 | Present |
RENTAL PROPERTY; INV RELATED; DENNISON, MN; FARMLAND; 100% OWNERSHIP WITH SPOUSE; START 1/1/2011; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; OWATONNA, MN; START DATE 1/2019; 1 HR PER MONTH; 1 HR DURING TRADING. POSTLEWAITE WEALTH ADVISORS, LLC, INVT RELATED, OWATONNA, MN, 100% OWNERSHIP, START DATE 8/22/2022, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE. TREE FARM; NON-INV RELATED; DENNISON, MN; 100% OWNERSHIP; START 1/1/2011; 0 HOURS PER MONTH, O DURING TRADING; OWNER 3P, LLC, INVT RELATED, OWATONNA, MN, 100% OWNERSHIP, START DATE 8/22/2022, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE. BEEKEEPER; INV RELATED; LAKEVILLE, MN; 100% OWNERSHIP; START 11/07/2023; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; SELLING HONEY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-16 |
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