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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-05 |
| HI | RA | APPROVED | 1993-07-26 |
Branch Locations
98-1247 Kaahumanu St Ste 305, Aiea, HI 96701-5301 • United States
1585 Kapiolani Blvd Suite 1620 (P2A), Honolulu, HI 96814 • United States
Pearl City, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
Board of Directors; aoao 1242 matlock; treasurer; 1242 matlock ave, , honolulu, HI, 96814; Not Investment-Related; 03/09/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-10 |
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