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Carmel, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kiel Investment Company | New Buffalo | MI | 12/1997 | Present |
| Canterbury Investment Management | Zionsville | IN | 02/2016 | 01/2017 |
| Placement Loop | Culver | IN | 01/2017 | 02/2018 |
| Symmetrical Advisory | Exton | PA | 03/2018 | 05/2019 |
| Corporate Finance Associates | Carmel | IN | 03/2019 | Present |
1. Kiel Investment Company, Carmel, Indiana, Registered Investment Advisor, Investment related portfolio management for 6 current clients, 20 hrs/mo. 2. Corporate Finance Associates, 880 W. Monon Green Blvd Ste. 101, Carmel IN 46032, Managing Director, non-investment related business consulting, 100 hrs/mo. 3. ShipSigma, 235 S. Meridian St, Suite 300, Indianapolis IN 46225, Non-Investment Related, referral person, compensation est. $25K, no financial interest in company, 10 hrs/mo, start 09/2022.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-19 |
| S65 | Uniform Investment Adviser Law Examination | 2004-05-11 |
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