David Francis Keefe

Current Employers

Employment History

• 05/1993 → Present
  New York Life Ins. Co.
  Waltham, MA
• 05/1993 → Present
  Nylife Securities Inc.
  Waltham, MA
• 05/2015 → Present
  4-Point Financial
  Waltham, MA

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; investment related; start date 04/2007] [OPERATING UNDER THE DBA NAME OF 4-POINT FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: WALTHAM, MA; START DATE: 05/2015] [Rental Property; Rental property, 3 family house in Watertown; 114-118 Fayette St Watertown, MA 02472; Start Date 10/2014; Role/Title: Owner; Not Investment Related; 40 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 06/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Boston Estate Planning Council Board of Directors; Networking; 4 Lan Drive, Suite 100 Westford, MA 01886; Start Date 07/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 4 hours per month during securities trading hours; Meet monthly with other board members to review & discuss committee reports & upcoming events][NE500; Professional networking group that meeting monthly; PO Box 812578, Wellesley, MA 02482; Start Date 01/2025; Role/Title: Member; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours; organizing and running the monthly meetings with 3 other professionals]

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-26
• S63 Uniform Securities Agent State Law Examination
  1993-09-20