Michael T Moriarty

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

MD RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Gaithersburg, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bronfman E.L. Rothschild	Rockville	MD	09/2015	08/2020
Ameriprise Financial Services, Llc	Bethesda	MD	08/2020	03/2021
Fidelity Investments	Covington	KY	03/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2015 → 08/2020

Bronfman E.L. Rothschild

Rockville, MD
08/2020 → 03/2021

Ameriprise Financial Services, Llc

Bethesda, MD
03/2021 → Present

Fidelity Investments

Covington, KY
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-06-04 → 2025-03-31

Fidelity Personal And Workplace Advisors

Silver Spring, MD
2020-09-01 → 2021-03-16

Ameriprise Financial Services, Llc

Bethesda, MD
2016-04-20 → 2020-08-20

Wealthspire Advisors

Potomac, MD
2013-12-06 → 2015-09-01

Highline Wealth Management, Llc

Rockville, MD
2009-06-01 → 2013-12-02

Morgan Stanley

Bethesda, MD
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

New York, NY

Bethesda, MD
2001-01-30 → 2007-04-02

Morgan Stanley Dw Inc.

Bethesda, MD

Bethesda, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-12-07
S65	Uniform Investment Adviser Law Examination	1993-08-11

S63 Uniform Securities Agent State Law Examination

2020-12-07
S65 Uniform Investment Adviser Law Examination

1993-08-11

Designations

Other Names

Michael Moriarty
Michael Timothy Moriarty

View on SEC IAPD