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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-08
MI RA APPROVED 2026-04-30
  • TX RA
    APPROVED
    Since 2026-06-08
  • MI RA
    APPROVED
    Since 2026-04-30

Branch Locations

3025 W. Dickman Rd, Springfield, MI 49037 • United States

241 S Cochran Ave, Charlotte, MI 48813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Battle Creek MI 05/2015 11/2016
Wells Fargo Clearing Services, Llc Battle Creek MI 11/2016 04/2026
Raymond James & Associates, Inc. Springfield MI 04/2026 Present
Previous Registrations
  • 2015-06-05 → 2026-05-07
    Charlotte, MI
    Battle Creek, MI
    Charlotte, MI
  • 2009-11-09 → 2015-05-19
    J.J.B. Hilliard, W.L. Lyons, Llc
    Battle Creek, MI
Other Businesses

(1)Name of Business: Fields Electric LLC Address: 11668 3 1/2 Mile Rd, Battle Creek, MI, 49015, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 10/30/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Check righting on my husband's business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-03
  • S66 Uniform Combined State Law Examination
    2008-06-03
Other Names
  • Seanna Michelle Sullivan
  • Seanna Michelle Sullivan

View on SEC IAPD

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