Javier Aviles

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 05/2011 → Present
  Bank Of America, N.A.
  Miami, FL

Previous Registrations

• 2007-08-23 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Miami, FL
• 1994-02-05 → 2007-06-12
  Charles Schwab & Co., Inc.
  Coral Gables, FL
  Coral Gables, FL

Other Businesses

I*59423 For profit or not for profit: For-Profit Organization Name of outside business organization: Softian LLC Investment related: Yes Address of business: Miami, Florida 33176 Nature of business: LLC Position, title, association: Other, manager Start date of relationship: 12/18/2012 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0 Duties: the nature and purpose of the entity, Softian LLC, is to buy a property (condo) that will be rented. My responsibility and tasks will be to manage the property. I*72500 For profit or not for profit: For-Profit Organization Name of outside business organization: Sebafia LLC Investment related: Yes Address of business: Charlotte, North Carolina 28277 Nature of business: LLC Position, title, association: General Partner Start date of relationship: 5/23/2014 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0 Duties: my wife and i bought a house in charlotte NC and we are renting it. My wife does all the management but I am on the LLC Sebia with my wife. I just collect the rent electronically I*: 2178290 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Homestead, FL 33030 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 01/25/2025 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: Sole owner of rental property

Exams

• S66 Uniform Combined State Law Examination
  2007-08-21
• S63 Uniform Securities Agent State Law Examination
  1994-03-03

Other Names

• Javier Aviles