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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-08-11 |
| FL | RA | APPROVED | 2015-07-23 |
| MI | RA | APPROVED | 2015-07-20 |
| NC | RA | APPROVED | 2015-07-20 |
| WI | RA | APPROVED | 2015-07-20 |
| PA | RA | APPROVED | 2015-07-17 |
Branch Locations
1450 W. Long Lake Suite 180, Troy, MI 48098 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 07/2015 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 07/2015 | Present |
1) DBA: THE AGBAY GROUP LLC - 1450 W. LONG LAKE, SUITE 180, TROY, MI 48098; ADVISORY/CONSULTING FIRM APPOINTED THROUGH BD AND RIA; INVESTMENT RELATED; MANAGING MEMBER; RUN THE OPERATIONS OF THE COMPANY; 10% OF TIME SPENT. 2) FIXED INSURANCE SALES - 1450 W. LONG LAKE, SUITE 180, TROY, MI 48098; FIXED INSURANCE SALES; NON INVESTMENT RELATED; ADVISOR/LICENSED INSURANCE AGENT; ADVISING CLIENTS, WHEN APPROPRIATE, TO INVEST A PORTION OF THEIR MONEY INTO FIXED INSURANCE PRODUCTS INCLUDING LIFE INSURANCE AND FIXED INDEX ANNUITIES 10% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-15 |
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