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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-12 |
| VA | RA | APPROVED | 2023-06-12 |
| FL | RA | APPROVED | 2015-12-14 |
| NJ | RA | APPROVED | 2015-12-14 |
| TX | RA | APPROVED_RES | 2009-07-17 |
Branch Locations
1285 Avenue Of The Americas 15Th, 16Th, 17Th & 18Th, New York City, NY 10019 • United States
Key West, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 02/2009 | Present |
Saint Leo University / 33701 State Road 52 Saint Leo,Florida 33574-6665 / Member of Board of Directors / / Business Affairs Committee / Start Date 10/15/2015 3926 S. Kings Ave, Owns Real Estate, Proprietor / owner, No active duties, start date-12/15/2017, Brandon United States.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
| S65 | Uniform Investment Adviser Law Examination | 1993-07-01 |
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