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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-06 |
Branch Locations
4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Odessa | FL | 01/2015 | 07/2019 |
| Regions Bank | Tampa | FL | 08/2019 | 06/2025 |
| Cetera Investment Services Llc | St. Cloud | MN | 08/2019 | 06/2025 |
| Cetera Investment Advisers Llc | Tampa | FL | 09/2019 | 06/2025 |
| Ameriprise Financial Services, Llc | Tampa | FL | 06/2025 | Present |
Business Ownership; Monty's Pizzeria, Inc; Co-owner; Retail; 2170 Nursery Rd, , Clearwater, FL, 33764; Not Investment-Related; 07/01/1999; 1 to 9 hours per month; 0 during trading hours / Sunrise Holding Development Company; Owner; Real Estate; PO Box 2378, , Tampa, FL, 33625; Not Investment-Related; 01/01/1997; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-26 |
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