Scott Stephen Chaisson

Current Employers

Compass Capital Corporation

50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2015-08-06

MA RA
APPROVED

Since 2015-08-06

Branch Locations

50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Compass Securities Corp	Braintree	MA	07/2015	Present
Compass Capital Corporation	Braintree	MA	07/2015	Present

07/2015 → Present

Compass Securities Corp

Braintree, MA
07/2015 → Present

Compass Capital Corporation

Braintree, MA

Previous Registrations

2012-07-20 → 2014-11-24

Capital Guardian Wealth Management, Llc

Miami, FL
2009-05-29 → 2009-10-15

Oppenheimer & Co. Inc.

North Palm Beach, FL

Sarasota, FL
2006-05-15 → 2009-03-16

Stanford Group Company

Boca Raton, FL

Miami, FL
2004-10-20 → 2006-05-02

Banc Of America Investment Services, Inc.

Boca Raton, FL

Boca Raton, FL

Boca Raton, FL

West Palm Beach, FL

Jupiter, FL

Stuart, FL

Vero Beach, FL

Palm Beach Gardens, FL

Boynton Beach, FL

Okeechobee, FL

Boca Raton, FL

Port St. Lucie, FL

Delray Beach, FL

Boca Raton, FL

Boca Raton, FL

Lake Worth, FL
2004-08-11 → 2004-10-20

Quick & Reilly, Inc.

Bedford, MA

Other Businesses

Compass Securities Insurance Agency-licensed to sell life insurance and annuities-President-start 10/15/17

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-12-06
S63	Uniform Securities Agent State Law Examination	1993-05-11

S65 Uniform Investment Adviser Law Examination

2011-12-06
S63 Uniform Securities Agent State Law Examination

1993-05-11

View on SEC IAPD