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Hermosa Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-16 |
| TX | RA | APPROVED_RES | 2022-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybanc Capital Markets Inc. | Los Angles | CA | 01/1998 | 01/2017 |
| Granite Research, Llc | Hermosa Beach | CA | 06/2022 | Present |
| Global Value Investment Corp | Hermosa Beach | CA | 01/2021 | 12/2022 |
| Rm Mcguire Consulting | Hermosa Beach | CA | 12/2019 | 12/2020 |
| Vertical Research Partners, Llc | Hermosa Beach | CA | 11/2017 | 11/2019 |
| Unemployed | Hermosa Beach | CA | 02/2017 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-01 |
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