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Jane Susan Ringel

Ubs Financial Services Inc.

Hampton Bays, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2010-04-01
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2010-04-01

Branch Locations

Hampton Bays, NY • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 04/2010 Present
Previous Registrations
  • 2009-07-10 → 2010-04-07
    Capital Guardian Trust Company
    New York, NY
  • 2002-07-25 → 2006-12-05
    Neuberger Berman Bd Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-04-26
S65 Uniform Investment Adviser Law Examination 2009-07-30
  • S63 Uniform Securities Agent State Law Examination
    2010-04-26
  • S65 Uniform Investment Adviser Law Examination
    2009-07-30

View on SEC IAPD

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