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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-17 |
| CA | RA | APPROVED | 2015-03-30 |
| TX | RA | APPROVED_RES | 2015-03-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Carlsbad | CA | 03/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Carlsbad | CA | 11/2016 | Present |
TRUSTEE FOR FAMILY TRUST, INV RELATED, CARLSBAD, CA, START: 8/31/2021, 15 HRS/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-01 |
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