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Dennis Neil Houlihan

Houlihan Asset Management LLC

Fort Wayne, IN

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Current Employers
Houlihan Asset Management Llc

421 E. Cook Road Suite 300, Fort Wayne, IN 46825 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2005-10-20
  • IN RA
    APPROVED
    Since 2005-10-20

Branch Locations

421 East Cook Road, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Houlihan Asset Management Fort Wayne IN 12/1998 Present
  • 12/1998 → Present
    Houlihan Asset Management
    Fort Wayne, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-14
S63 Uniform Securities Agent State Law Examination 1995-05-05
  • S65 Uniform Investment Adviser Law Examination
    1996-03-14
  • S63 Uniform Securities Agent State Law Examination
    1995-05-05
Designations

View on SEC IAPD

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