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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

Brooklyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Brooklyn NY 06/1988 03/2017
Mml Investors Services, Llc Brooklyn NY 03/2017 Present
Massmutual Life Insurance Co Brooklyn NY 07/2016 Present
  • 06/1988 → 03/2017
    Metlife Securities Inc.
    Brooklyn, NY
  • 03/2017 → Present
    Brooklyn, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Brooklyn, NY
Other Businesses

(1)Name: Mohamed Rahman Inv rel: Y Add: At Residential Address Nature: Life Insurance Position: Sales Start date: 12/09/2019 No. HR/MO: 4 No. HR/MO during sec trading: 8 (2)Name: Lakewood Corporation-aka Denny's Franchisee Inv rel: N Add: 2634 Carson Street Lakewood CA 90712 Nature: Restaurant/Bar Work Position: Vice President Start date: 11/08/2019 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: Silent Partner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-10
  • S63 Uniform Securities Agent State Law Examination
    1994-02-10
Other Names
  • Johny Rahman
  • Johnny Rahman

View on SEC IAPD

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