Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-12 |
| TX | RA | APPROVED | 2025-12-12 |
Branch Locations
San Francisco, CA • United States
345 California Street, San Francisco, CA 94104-2642 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonfund Securities, Inc. | San Francisco | CA | 06/2013 | 07/2022 |
| Commonfund Ocio, Inc. | San Francisco | CA | 07/2022 | 06/2024 |
| Commonfund Securities, Inc. | San Francisco | CA | 07/2024 | 04/2025 |
| Rbc Capital Markets, Llc | San Francisco | CA | 04/2025 | Present |
1) I HOLD A SERIES 31 DESIGNATION AS AN ASSOCIATED PERSON ("AP") OF THE FOLLOWING INVESTMENT ADVISORY AFFILIATE OF COMMONFUND SECURITIES, INC. ("CSI"): COMMONFUND OCIO, INC. ("CF OCIO"). CF OCIO IS LOCATED AT 15 OLD DANBURY RD, WILTON, CT 06897. I WAS FIRST REGISTERED AS AN AP OF CF OCIO IN 11/2013. THIS REGISTRATION IS INCIDENTAL TO MY EMPLOYMENT AS A REGISTERED REPRESENTATIVE OF CSI, AS SOME OF THE SECURITIES PRIVATELY PLACED BY CSI ARE INTERESTS IN COMMODITY POOLS MANAGED AND OPERATED BY CF OCIO. DETAILS REGARDING OTHER ACTIVITIES ARE AS FOLLOWS: Business Name: St Dominic's Catholic Church. Investment Related: Yes Address: 2390 Bush Street, San Francisco, CA 95115. Nature of other business: Catholic Church. Position/Title: Member of Finance Committee. Start Date: 06/05/15. Investment related activities on 5/2019. Hours per Month: 4. Hours per Month during Trading hours: 0. Briefly describe your duties: Member of Finance Committee. 2) NAME OF ENTITY: Seidler Farm, LLC ADDRESS: 10050 Regency Circle, Suite 525, Omaha, Nebraska, 68114 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Partnership START DATE: 01/04/2025 CAPACITY: Owner, Partner DUTIES: One of three (siblings) in the LLC. Day to day activities are handled by the Manager (William E. Seidler, Jr. (brother)). HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-06 |
Reach out to this advisor