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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-01-11
MD RA APPROVED 2024-01-10
FL RA APPROVED 2022-03-15
OH RA APPROVED 2022-02-18
DE RA APPROVED 2021-07-23
NJ RA APPROVED 2021-07-23
PA RA APPROVED 2021-07-23
NY RA APPROVED 2021-04-16
  • VA RA
    APPROVED
    Since 2024-01-11
  • MD RA
    APPROVED
    Since 2024-01-10
  • FL RA
    APPROVED
    Since 2022-03-15
  • OH RA
    APPROVED
    Since 2022-02-18
  • DE RA
    APPROVED
    Since 2021-07-23
  • NJ RA
    APPROVED
    Since 2021-07-23
  • PA RA
    APPROVED
    Since 2021-07-23
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

200 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Bellerose, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Melville NY 01/2015 Present
Park Avenue Securities Llc Melville NY 01/2015 Present
Guardian Life Insurance Company Bellerose NY 06/2024 Present
Park Avenue Securities Bellerose NY 06/2024 Present
  • 01/2015 → Present
    Guardian Life Insurance Company
    Melville, NY
  • 01/2015 → Present
    Melville, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Bellerose, NY
  • 06/2024 → Present
    Park Avenue Securities
    Bellerose, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-10
S63 Uniform Securities Agent State Law Examination 1993-09-24
  • S65 Uniform Investment Adviser Law Examination
    2021-06-10
  • S63 Uniform Securities Agent State Law Examination
    1993-09-24

View on SEC IAPD

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