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John Stephen Toth

Stratos Wealth Advisors LLC

Beachwood, OH

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Current Employers
Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-11-13
OH RA APPROVED 2017-11-13
TX RA APPROVED 2017-11-13
  • LA RA
    APPROVED
    Since 2017-11-13
  • OH RA
    APPROVED
    Since 2017-11-13
  • TX RA
    APPROVED
    Since 2017-11-13

Branch Locations

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 11/2016
Financial Engines Advisors L.L.C. Highland Heights OH 11/2016 08/2017
Stratos Wealth Advisors Beachwood OH 11/2017 Present
Unemployed Beachwood OH 09/2017 11/2017
  • 07/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 08/2017
    Financial Engines Advisors L.L.C.
    Highland Heights, OH
  • 11/2017 → Present
    Stratos Wealth Advisors
    Beachwood, OH
  • 09/2017 → 11/2017
    Unemployed
    Beachwood, OH
Previous Registrations
  • 2016-11-30 → 2017-09-18
    Highland Heights, OH
  • 2015-07-22 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Highland Hieghts, OH
    Overland Park, KS
  • 2011-11-02 → 2015-09-04
    The Mutual Fund Store
    Overland Park, KS
    Highland Heights, OH
  • 2008-09-11 → 2011-11-02
    The Mutual Fund Store
    Avon, OH
  • 2007-12-05 → 2008-08-13
    Mutual Service Corporation
    Akron, OH
  • 2003-06-02 → 2005-03-02
    Akron , OH
Other Businesses

John Toth. Not inv related, Akron, OH. Life Insurance and Fixed Annuities. Agent. Start Date 12/27/2023. 5 hours per month;3 hours per month during securities trading hours. Sale and service of insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1994-03-31
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1994-03-31

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