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3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-11-13 |
| OH | RA | APPROVED | 2017-11-13 |
| TX | RA | APPROVED | 2017-11-13 |
Branch Locations
3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Overland Park | KS | 07/2015 | 11/2016 |
| Financial Engines Advisors L.L.C. | Highland Heights | OH | 11/2016 | 08/2017 |
| Stratos Wealth Advisors | Beachwood | OH | 11/2017 | Present |
| Unemployed | Beachwood | OH | 09/2017 | 11/2017 |
John Toth. Not inv related, Akron, OH. Life Insurance and Fixed Annuities. Agent. Start Date 12/27/2023. 5 hours per month;3 hours per month during securities trading hours. Sale and service of insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-31 |
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