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Current Employers
Alexander Capital Wealth Management Llc

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-31
  • CA RA
    APPROVED
    Since 2022-10-31

Branch Locations

Newport Beach, CA • United States

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group Inc Buena Park CA 08/2013 12/2016
Crown Capital Securities, Lp Orange CA 03/2017 Present
Insurance Agent Newport Beach CA 01/2006 Present
  • 08/2013 → 12/2016
    Independent Financial Group Inc
    Buena Park, CA
  • 03/2017 → Present
    Crown Capital Securities, Lp
    Orange, CA
  • 01/2006 → Present
    Insurance Agent
    Newport Beach, CA
Previous Registrations
  • 2017-03-08 → 2022-11-01
    Crown Capital Securities, L.P.
    Newport Beach, CA
    Newport Beach, CA
    Orange, CA
  • 2013-08-26 → 2016-12-01
    San Diego, CA
    Buena Park, CA
  • 2004-05-07 → 2013-09-23
    Newport Beach, CA
  • 1997-07-08 → 2004-05-12
    A. G. Edwards & Sons, Inc.
    Laguna Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-15
S63 Uniform Securities Agent State Law Examination 1995-01-11
  • S66 Uniform Combined State Law Examination
    2007-08-15
  • S63 Uniform Securities Agent State Law Examination
    1995-01-11

View on SEC IAPD

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