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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-03-04 |
| TX | RA | APPROVED | 2022-03-03 |
Branch Locations
655 Metro Place South Suite 720 [Satellite], Dublin, OH 43017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Dublin | OH | 06/2009 | 09/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2018 |
| Wells Fargo Clearing Services Llc | Dublin | OH | 09/2018 | 03/2022 |
| Wells Fargo Advisors Financial Network, Llc | Dublin | OH | 03/2022 | Present |
SLATES WEALTH MANAGEMENT LLC; INV. RELATED; DUBLIN,OH; 14.6% OWNERSHIP; START 12/1/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.; ST. BRENDAN THE NAVIGATOR, INVT RELATED, HILLARD, OH, FINANCE COMMITTEE MEMBER, START DATE 9/1/2022, .67 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS QUARTERLY, REVIEWING PARISH EXPENSES, INCOME AND FINANCES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-28 |
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